Morgan Stanley - Legal/compliance jobs - New York, NY
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| Dec 19 | Anti-Corruption Group Core Compliance Officer | Morgan Stanley | New York, NY |
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Position Category: Legal/Compliance Experience: 5-10 Position Type: Full-Time ... Person will also assist in carrying out core Compliance functions for Morgan Stanley (i.e... more |
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| Dec 19 | Operations Specialist - Derivatives Projects Group - Settlements Business Analyst | Morgan Stanley | New York, NY |
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Position Category: Operations Experience: 1-3 Position Type: Full-Time Job ... matter experts in Operations, Legal, Compliance, Trading, Sales and Risk... more |
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| Dec 19 | Compliance Analyst - Anti-Corruption Group | Morgan Stanley | New York, NY |
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Position Category: Legal/Compliance Experience: Refer to Position ... (both Compliance and Legal) Support Anti-Corruption Group training efforts o Assist... more |
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| Dec 19 | MSSB Markets - Risk Analyst | Morgan Stanley | Purchase, NY |
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Financial Control, Legal, Compliance, Regulatory, Risk Management, ... Desk Managers, legal, compliance and senior management) Excellent organizational... more |
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| Dec 18 | Operations Specialist - Derivatives Projects Group - Settlements Business Analyst | Morgan Stanley - Operations | New York, NY |
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matter experts in Operations, Legal, Compliance, Trading, Sales and Risk ... to build a career in business analysis at Morgan Stanley Skills Required The core... more |
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| Dec 17 | Anti-Corruption Group Core Compliance Officer | Morgan Stanley - Legal/compliance | New York, NY |
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Employee will lead implementation of anti-corruption compliance program for the ... Person will also assist in carrying out core Compliance functions for Morgan Stanley (i.e... more |
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| Dec 17 | Operations Specialist - Derivatives... | Morgan Stanley | New York, NY |
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in business analysis at Morgan Stanley Skills Required: The core skills/experience ... It is the policy of Morgan Stanley to ensure equal employment opportunity... more |
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| Dec 16 | Business Analyst | Morgan Stanley - Legal/compliance | New York, NY |
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Position Number: 56340 Position Description Morgan Stanley requires an ... in direct contact with the Firms Legal and Compliance Division, primarily in the Retail... more |
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| Dec 16 | Operations Compliance Associate | Morgan Stanley - Legal/compliance | New York, NY |
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Job Responsibilities: *Provide Compliance Support for retail/Inst ... *Knowledge of broker-dealer regulatory compliance including FINRA, NYSE, NASD and... more |
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| Dec 16 | Compliance Analyst - Anti-Corruption Group | Morgan Stanley - Legal/compliance | New York, NY |
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functions and tasks (both Compliance and Legal) SUPPORT ANTI-CORRUPTION GROUP ... data from various Anti-Corruption Group compliance systems and do simple analysis... more |
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| Dec 16 | Anti-Corruption Group Core Complian... | Morgan Stanley | New York, NY |
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Position Category: Legal/Compliance Position Title: Anti-Corruption Group Core Compliance ... Person will also assist in carrying out core Compliance functions for Morgan Stanley (i.e... more |
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| Dec 15 | Operations Compliance Associate | Morgan Stanley | New York, NY |
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Position Category: Legal/Compliance Experience: Refer to Position ... Knowledge of broker-dealer regulatory compliance including FINRA, NYSE, NASD and... more |
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| Dec 15 | Business Analyst | Morgan Stanley | New York, NY |
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Position Category: Legal/Compliance Position Title: Business Analyst Job ... It is the policy of Morgan Stanley to ensure equal employment opportunity... more |
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| Dec 14 | Operations Compliance Associate | Morgan Stanley | New York, NY |
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Position Category: Legal/Compliance Position Title: Operations Compliance ... • Knowledge of broker-dealer regulatory compliance including FINRA, NYSE, NASD and... more |
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| Dec 11 | Compliance Assessments | Morgan Stanley | New York, NY |
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Position Category: Legal/Compliance Experience: Refer to Position ... the Morgan Stanley Institutional Securities Legal and Compliance Group is responsible... more |
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| Dec 11 | Compliance Assessment - Associate | Morgan Stanley | New York, NY |
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Position Category: Legal/Compliance Experience: Refer to Position ... the Morgan Stanley Institutional Securities Legal and Compliance Group is responsible... more |
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| Dec 11 | Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer | Morgan Stanley | New York, NY |
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Position Category: Legal/Compliance Experience: Refer to Position ... and Back Office Technology, as well as Legal and Compliance Technology. -Research... more |
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| Dec 11 | MSSB - Product Manager - Online Funds Transfer | Morgan Stanley | Purchase, NY |
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The Product Manager will be responsible for delivering new online and off-line funds ... operations, technology, risk, legal and compliance Managing the product development,... more |
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| Dec 11 | MSSB - Product Manager - Online Funds Transfer | Morgan Stanley - Retail Banking | Purchase, NY |
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The Product Manager will be responsible for delivering new online and off-line funds ... operations, technology, risk, legal and compliance *Managing the product... more |
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| Dec 10 | Compliance Assessment - Associate | Morgan Stanley - Legal/compliance | New York, NY |
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Position Number: 60897 Compliance Assessment - Associate Position Number:60897 Posting ... Skills Required An ideal candidate would have 0- 4 years of experience in the financial... more |
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| Dec 10 | Compliance Assessments | Morgan Stanley - Legal/compliance | New York, NY |
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Position Number: 61576 Compliance Assessments Position Number:61576 Posting Date: 2009 ... Skills Required An ideal candidate would have 4-7 years of experience in the financial... more |
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| Dec 03 | Compliance - Brokerage and Bank Resources Management | Morgan Stanley | New York, NY |
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Position Category: Legal/Compliance Experience: Refer to Position ... Segments of the covered business units have already expanded to include Morgan Stanley... more |
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| Dec 02 | Compliance - Brokerage and Bank Resources Management | Morgan Stanley - Legal/compliance | New York, NY |
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The Compliance coverage team is also heavily involved in participating in industry groups ... Segments of the covered business units have already expanded to include Morgan Stanley... more |
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| Nov 23 | IED Regulatory Control Group - Electronic Communications Review | Morgan Stanley - Legal/compliance | New York, NY |
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e-mail, text/sms, Bloomberg, etc) on behalf of supervisors ... *Additional delegate supervisory responsibilities as warranted Skills Required *2-5 years... more |
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| Nov 23 | Fixed Income Compliance Analyst | Morgan Stanley - Legal/compliance | Purchase, NY |
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Assist Litigation on compliance matters. Present Compliance training to various groups within MSSB. Participate ... Present Compliance training to various groups within MSSB... more |
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