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Nov 29 Financial Advisor Associate: United Nations Bldg. JPMorgan Chase New York, NY

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... communication and organizational skills * FINRA Series 7, 63 licensing required in... more

Nov 29 Financial Advisor Associate: Chrysler Bldg JPMorgan Chase New York, NY

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... communication and organizational skills * FINRA Series 7, 63 licensing required in... more

Nov 29 Financial Advisor Associate JPMorgan Chase Midland Park, NJ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... communication and organizational skills * FINRA Series 7, 63 licensing required in... more

Nov 29 Financial Advisor Associate JPMorgan Chase Palisades Park, NJ

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... communication and organizational skills * FINRA Series 7, 63 licensing required in... more

Nov 29 Director II, Brokerage Accounting Fidelity Investments New York, NY

* Assist with monthly FOCUS filings with FINRA * Prepare SEC 17-h Risk Assessment on a quarterly basis * Prepare quarterly and year end audited financial statements * Coordinate... more

Nov 29 Investment Assistant - Private Client Direct JPMorgan Chase New York, NY

during peak time Qualifications * FINRA Series 7 required; must be able to obtain 66 shortly after hire * Bachelor's Degree or equivalent experience * A minimum of 3 - 5 years... more

Nov 29 Sales Rep, Loans/ Mortgage Securities WJ Mayer Greenwich, CT

ing well-rounded, imaginative and self-driven personalities. Compensation is commensurate with background & ability. Ideal candidates will have/ willing to pass FINRA Series 7 &... more

Nov 28 Marketing Manager (VF) TD Ameritrade IP Company Jersey City, NJ

TD AMERITRADE, Inc., member FINRA/SIPC is a subsidiary of TD AMERITRADE Holding Corporation. TD AMERITRADE is a trademark jointly owned by TD AMERITRADE IP Company and The... more

Nov 28 QA System Lead (MB) TD Ameritrade IP Company Jersey City, NJ

TD AMERITRADE, Inc., member FINRA/SIPC is a subsidiary of TD AMERITRADE Holding Corporation. TD AMERITRADE is a trademark jointly owned by TD AMERITRADE IP Company and The... more

Nov 27 Financial Advisors New York City, NY

from all over the world. We are members of FINRA, SIPC, NFA and NYSE Euronext. Thanks to our strong Internet heritage and clearing relationship with Bank of New Yorks Pershing,... more

Nov 26 Examiner Finra New York, NY

and initiative, consider a career with FINRA.FINRA is an Equal Opportunity ... registered securities representatives. FINRA has approximately 2,800 employees and... more

Nov 26 Managing Surveillance Director Finra New York, NY

and initiative, consider a career with FINRA.FINRA is an Equal Opportunity ... registered securities representatives. FINRA has approximately 3,000 employees and... more

Nov 26 Compliance Examiner Finra Woodbridge, NJ

Full-timeLocation WoodbridgeNJDescription FINRA is seeking well qualified individuals ... initiative, consider a career with FINRA.FINRA is an Equal Opportunity Employer,... more

Nov 26 Financial Advisor Associate: Brooklyn Trust Branch J.P. Morgan Chase - Consumer Investments, Retail Financial Services Brooklyn, NY

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Nov 26 Financial Advisor Associate: Riverdale J.P. Morgan Chase - Consumer Investments, Retail Financial Services Bronx, NY

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Nov 26 Financial Advisor Associate: Seventh St. J.P. Morgan Chase - Consumer Investments, Retail Financial Services Garden City, NY

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Nov 26 Financial Advisor Associate J.P. Morgan Chase - Consumer Investments, Retail Financial Services Nyack, NY

requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You ... in addition to meeting and exceeding FINRA continuing education requirements and... more

Nov 26 Compliance Customer Service Specialist III Apex Systems New York, NY

required Licensing FINRA Series 7 FINRA Series 24 a plus Certification Professional certification or in progress Core Professional Knowledge - working knowledge of the following... more

Nov 26 Sr. Internal Wholesaler Bank of New York Mellon New York, NY

cross-sale opportunities. Qualifications College Degree, either BA or BS . One year of prior Sales / Marketing experience is preferred. FINRA Series 7 and 66 required (or must... more

Nov 26 CIB Compl Sr Dir Wachovia Bank New York, NY

procedures to comply with SEC, NYSE, and FINRA regulations as well as the Global ... with specific knowledge of SEC, NYSE, and FINRA regulations relating to communications... more

Nov 26 Inside Sales Consultant Primary Group Jersey City, NJ

while qualifying prospective clients Strong listening skills, with a talent for conversation Competitive, but collaborative team player FINRA Series 7, 63, or 65 Bachelor's... more

Nov 26 Financial Representative - NJ (Northern) Thrivent Financial For Lutherans Hackensack, NJ

annuity, variable universal life); and FINRA Series 7 and 66, or Series 7, 65 and 63 or Series 6 and 63; and other state-specific licenses as needed. If you are already a licensed... more

Nov 26 Agency Training Director MetLife Roslyn, NY

2 years) . Life and Health License, FINRA Series 6 & 63 Registrations, Series 7 Preferred . Four-year college degree or equivalent job experience . Have completed a Professional... more

Nov 26 Financial Advisors Cybercoders Manhattan, NY

from all over the world. We are members of FINRA, SIPC, NFA and NYSE Euronext. Thanks to our strong Internet heritage and clearing relationship with Bank of New York's Pershing,... more

Nov 26 Senior Manager, Advice and Retireme... TD Ameritrade Services Co Jersey City, NJ

TD AMERITRADE, Inc., member FINRA/SIPC is a subsidiary of TD AMERITRADE Holding Corporation. TD AMERITRADE is a trademark jointly owned by TD AMERITRADE IP Company and The... more

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